Personnel Hong Kong SFC License Details (ID 71089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2010-10-13	2023-08-31
	Rep	Dealing in securities	2010-10-13	2023-08-31
CASH Wealth Management Limited	Rep	Asset management	2009-10-21	2010-08-26
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-10-21	2010-08-26
CASH Wealth Management Limited	Rep	Advising on securities	2006-08-09	2010-08-26