Personnel Hong Kong SFC License Details (ID 71102)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-08-24	2014-11-26
	Rep	Dealing in futures contracts	2009-12-14	-
	Rep	Dealing in securities	2009-12-14	-
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2003-12-09	2005-05-06