Personnel Hong Kong SFC License Details (ID 71103)

Personnel Hong Kong SFC License Details (ID 71103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wynson Asset Management Limited	Rep	Advising on securities	2021-12-03	2024-12-12
	Rep	Asset management	2021-12-03	2024-12-12
EAST PURPLE CAPITAL COMPANY LIMITED	RO	Advising on securities	2017-06-26	2019-03-31
	RO	Asset management	2017-06-26	2019-03-31
JVSakk Asia Limited	Rep	Dealing in securities	2012-12-31	2016-12-21
JVSakk Asset Management Limited	Rep	Asset management	2012-01-05	2016-12-21
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-01-07	2011-11-30
	Rep	Dealing in securities	2008-01-07	2011-11-30
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-02-15	2007-10-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-02-15	2007-10-13