| TradeMaster Securities (Hong Kong) Limited | RO | Asset management | 2021-11-12 | - |
| Rep | Advising on futures contracts | 2017-10-26 | - |
| Rep | Dealing in futures contracts | 2017-10-26 | - |
| Rep | Asset management | 2017-10-26 | 2021-11-12 |
| RO | Advising on securities | 2017-08-01 | - |
| RO | Dealing in securities | 2017-08-01 | - |
| Rep | Dealing in securities | 2016-10-18 | 2017-08-01 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-05-10 | 2011-10-24 |
| Rep | Dealing in securities | 2010-05-10 | 2011-10-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2008-12-10 |
| Rep | Dealing in securities | 2008-10-09 | 2008-12-10 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-15 | 2008-09-29 |
| Rep | Dealing in securities | 2007-08-15 | 2008-09-29 |