| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-10-11 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-10-11 | - |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2012-04-17 | 2014-11-25 |
| Rep | Dealing in futures contracts | 2007-02-08 | 2017-10-04 | |
| Rep | Dealing in securities | 2007-02-08 | 2017-10-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-18 | 2007-02-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-06 |
| Rep | Asset management | 2003-04-01 | 2003-10-06 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-06 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2007-02-05 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-29 |
| Rep | Asset management | 2003-04-01 | 2003-09-29 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-29 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-06 | |
| Rep | Dealing in securities | 2003-04-01 | 2007-02-05 |
No HKMA registrations in the collected records.