Personnel Hong Kong SFC License Details (ID 71120)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2015-11-03	2018-11-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-10-13	2015-08-05
Merrill Lynch Far East Limited	Rep	Dealing in securities	2014-10-13	2015-08-05
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2005-03-14	2013-05-30
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-08-27	2004-12-31