Personnel SFC Licences and HKMA Registrations (ID 71123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANSUI CAPITAL COMPANY LIMITED	Rep	Advising on securities	2024-02-21	-
	Rep	Asset management	2024-02-21	-
	Rep	Dealing in securities	2024-02-21	-
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-06-08	2012-06-09
	Rep	Dealing in futures contracts	2010-11-24	2012-06-09
	Rep	Dealing in securities	2010-11-24	2012-06-09
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-21	2010-11-13
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2010-10-21	2010-11-13
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2010-06-29	2010-10-14
	Rep	Dealing in securities	2010-06-29	2010-10-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.