Personnel Hong Kong SFC License Details (ID 71125)

Personnel Hong Kong SFC License Details (ID 71125)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2017-12-20	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2017-12-20	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-12-20	-
	Rep	Dealing in securities	2017-12-20	-
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2016-07-15	2017-09-13
	Rep	Asset management	2016-07-15	2017-09-13
	Rep	Dealing in securities	2016-07-15	2017-09-13
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2010-06-17	2015-12-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-07-23	2010-06-13