Personnel Hong Kong SFC License Details (ID 71139)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-17	2025-05-14
	Rep	Leveraged foreign exchange trading	2012-07-12	2014-11-26
	Rep	Dealing in futures contracts	2009-03-24	2025-05-14
	Rep	Dealing in securities	2008-03-25	2025-05-14
	Rep	Advising on securities	2008-02-20	2011-11-10
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-24	2008-02-12
CASH Wealth Management Limited	Rep	Advising on securities	2005-10-31	2006-10-09