Personnel Hong Kong SFC License Details (ID 71149)

Personnel Hong Kong SFC License Details (ID 71149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2020-06-15	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-03-05	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-03-05	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-02-15	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-02-15	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2017-06-22	2019-01-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-06-22	2019-01-25
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-09-23	2015-02-05
	Rep	Dealing in futures contracts	2010-08-31	2017-04-03
	Rep	Advising on securities	2008-04-15	2017-04-03
	Rep	Dealing in securities	2008-04-15	2017-04-03