Tam, Denise Yuk Yin 譚玉燕
SFC ID:AQW022
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-06-15 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-03-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-03-05 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-02-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-15 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-06-22 | 2019-01-25 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-06-22 | 2019-01-25 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-09-23 | 2015-02-05 |
| Rep | Dealing in futures contracts | 2010-08-31 | 2017-04-03 | |
| Rep | Advising on securities | 2008-04-15 | 2017-04-03 | |
| Rep | Dealing in securities | 2008-04-15 | 2017-04-03 |
No HKMA registrations in the collected records.