| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-02-09 | - |
| Rep | Leveraged foreign exchange trading | 2011-06-22 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2010-12-09 | - |
| Rep | Dealing in securities | 2010-12-09 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-07-05 | 2010-11-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2009-07-22 | 2010-11-27 |
| Rep | Dealing in futures contracts | 2009-07-22 | 2010-11-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2008-10-27 | 2010-11-27 |
| Rep | Dealing in securities | 2007-10-08 | 2010-11-27 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-11-03 | 2007-01-03 |