Personnel SFC Licences and HKMA Registrations (ID 71155)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-04-17	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-07-04	2014-06-01
	Rep	Dealing in securities	2007-07-04	2014-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.