Personnel Hong Kong SFC License Details (ID 71161)

Personnel Hong Kong SFC License Details (ID 71161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-09-14	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-09-14	-
	Rep	Dealing in securities	2018-09-14	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2017-09-20	2018-07-20
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2016-11-01	2018-07-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2016-11-01	2018-07-20
	Rep	Dealing in securities	2016-11-01	2018-07-20
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-04-01	2016-10-18
	Rep	Advising on securities	2010-03-23	2016-10-18
	Rep	Dealing in securities	2010-03-23	2016-10-18