Personnel Hong Kong SFC License Details (ID 71170)

Personnel Hong Kong SFC License Details (ID 71170)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLVSIN CAPITAL LIMITED	Rep	Advising on securities	2020-09-17	2020-11-24
	Rep	Asset management	2020-09-17	2020-11-24
	Rep	Dealing in securities	2020-09-17	2020-11-24
Wealth Oasis Asset Management Company Limited	RO	Asset management	2017-08-03	2019-03-31
	Rep	Asset management	2017-07-07	2017-08-03
Mason Securities Limited	Rep	Dealing in securities	2017-03-27	2017-06-30
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-03-27	2017-06-30
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-04-29	2014-11-24
	Rep	Dealing in futures contracts	2006-08-02	2017-02-08
	Rep	Dealing in securities	2006-07-03	2017-02-08
CCB Securities Limited	Rep	Advising on corporate finance	2003-06-16	2003-09-02
	Rep	Advising on securities	2003-06-16	2003-09-02
	Rep	Asset management	2003-06-16	2003-09-02
	Rep	Dealing in securities	2003-06-16	2006-06-17
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	-	2003-06-16
	Rep	Advising on securities	-	2003-06-16
	Rep	Asset management	-	2003-06-16
	Rep	Providing automated trading services	-	2003-06-16
	Rep	Dealing in securities	-	2003-06-16