Personnel Hong Kong SFC License Details (ID 71172)

Personnel Hong Kong SFC License Details (ID 71172)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2008-04-21	2018-06-29
FIRST SHANGHAI FUTURES LIMITED	Rep	Providing automated trading services	-	2003-09-05
	Rep	Advising on futures contracts	-	2004-08-10
	Rep	Asset management	-	2004-08-10
	Rep	Dealing in futures contracts	-	2005-03-04
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-08-10
	Rep	Advising on securities	-	2004-08-10
	Rep	Asset management	-	2004-08-10
	Rep	Dealing in securities	-	2005-03-04