Personnel SFC Licences and HKMA Registrations (ID 71176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-04-17	2015-01-28
	Rep	Advising on securities	2012-04-10	-
	Rep	Dealing in securities	2010-02-08	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.