Personnel Hong Kong SFC License Details (ID 71180)

Personnel Hong Kong SFC License Details (ID 71180)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-01-20	2014-08-07
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-01-20	2014-08-07
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-13	2014-01-01
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Dealing in futures contracts	-	2011-01-27
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2014-01-01