Personnel Hong Kong SFC License Details (ID 71187)

Personnel Hong Kong SFC License Details (ID 71187)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-23	-
	Rep	Leveraged foreign exchange trading	2014-01-27	2014-11-26
	Rep	Dealing in futures contracts	2011-07-08	-
	Rep	Dealing in securities	2011-07-08	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-02	2011-07-06
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-03-02	2011-07-06
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2008-11-06	2010-03-01
	Rep	Dealing in securities	2008-03-20	2010-03-01