| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2021-04-27 | 2026-08-31 |
| Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2009-07-02 | 2026-08-31 |
| Rep | Dealing in securities | 2009-07-02 | 2026-08-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-14 | 2008-11-01 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-09-03 | 2008-11-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-11-01 |
| CTBC Asia Limited | Rep | Dealing in securities | 2006-09-18 | 2007-08-04 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-27 | 2006-05-10 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-07-22 | 2006-05-10 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-07-22 | 2006-05-10 |