Personnel Hong Kong SFC License Details (ID 71195)

Personnel Hong Kong SFC License Details (ID 71195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVER NILE GLOBAL INVESTMENTS LIMITED	RO	Dealing in securities	2018-02-28	2022-03-18
	Rep	Dealing in securities	2017-11-22	2018-02-28
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2014-06-11	2017-05-05
BOCOM International Securities Limited	Rep	Dealing in securities	2012-10-25	2014-05-15
Grey Investment Limited	Rep	Asset management	2012-07-25	2012-10-05
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2011-04-28	2012-03-01
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-05-20	2011-01-19
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-12-01	2011-01-19
	Rep	Dealing in securities	2007-04-11	2011-01-19
	Rep	Advising on securities	2005-09-27	2007-03-26
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2005-08-24