Personnel Hong Kong SFC License Details (ID 71196)

Personnel Hong Kong SFC License Details (ID 71196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-05	-
	Rep	Dealing in securities	2018-10-05	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2017-04-21	2018-09-14
	Rep	Dealing in securities	2017-04-21	2018-09-14
BOCI SECURITIES LIMITED	Rep	Advising on securities	2013-03-14	2017-03-29
	Rep	Dealing in futures contracts	2007-09-27	2017-03-29
	Rep	Dealing in securities	2007-09-27	2017-03-29
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2006-03-06	2007-08-30