Personnel Hong Kong SFC License Details (ID 71199)

Personnel Hong Kong SFC License Details (ID 71199)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-14	2023-07-28
BOCI Bullion Company Limited	Rep	Advising on corporate finance	-	2004-05-07
	Rep	Advising on securities	-	2004-05-07
	Rep	Asset management	-	2004-05-07
	Rep	Providing automated trading services	-	2004-05-07
	Rep	Dealing in securities	-	2004-05-07
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-13
	Rep	Asset management	-	2004-01-13
	Rep	Dealing in futures contracts	-	2011-01-27
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2023-07-28