| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-03-04 | - |
| Rep | Dealing in futures contracts | 2020-03-04 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-04 | - |
| Rep | Dealing in securities | 2020-03-04 | - | |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-07-06 | 2014-12-17 |
| Rep | Dealing in futures contracts | 2005-10-24 | 2020-01-13 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-19 | 2020-01-13 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-04-30 | 2004-11-16 |
No HKMA registrations in the collected records.