Personnel Hong Kong SFC License Details (ID 71205)

Personnel Hong Kong SFC License Details (ID 71205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2016-11-04	2016-11-14
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-08-18	2016-05-18
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-08-18	2016-05-18
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-05-08	2014-07-05
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-02-05	2014-07-05
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-02-05	2014-07-05
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-08-24	2014-01-01
	Rep	Advising on securities	2010-05-19	2011-11-10
	Rep	Dealing in securities	2010-05-19	2014-01-01