| Hanyuanyongchang International Limited | RO | Asset management | 2022-02-04 | 2022-04-06 |
| RO | Advising on securities | 2021-10-15 | 2022-04-06 |
| RO | Dealing in securities | 2021-10-15 | 2022-04-06 |
| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2019-10-03 | 2020-09-01 |
| RO | Advising on futures contracts | 2019-05-28 | 2020-09-01 |
| RO | Dealing in futures contracts | 2019-05-28 | 2020-09-01 |
| RO | Dealing in securities | 2019-05-28 | 2020-09-01 |
| Rep | Advising on futures contracts | 2019-03-11 | 2019-05-28 |
| Rep | Dealing in futures contracts | 2019-03-11 | 2019-05-28 |
| Rep | Dealing in securities | 2019-03-11 | 2019-05-28 |
| Rep | Advising on securities | 2019-03-11 | 2019-10-03 |
| China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2015-08-03 | 2019-02-21 |
| RO | Dealing in futures contracts | 2015-08-03 | 2019-02-21 |
| RO | Dealing in securities | 2015-08-03 | 2019-02-21 |
| Rep | Advising on futures contracts | 2015-03-27 | 2015-08-03 |
| Rep | Dealing in futures contracts | 2015-03-27 | 2015-08-03 |
| Rep | Dealing in securities | 2015-03-27 | 2015-08-03 |
| Rep | Advising on securities | 2015-03-27 | 2019-02-21 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-04-21 | 2014-11-24 |
| Rep | Dealing in futures contracts | 2007-10-22 | 2015-03-23 |
| Rep | Dealing in securities | 2006-11-08 | 2015-03-23 |