| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-08-29 | - |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-08-29 | - |
| Rep | Dealing in securities | 2024-08-29 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-03-24 | 2024-07-26 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-09-06 | 2024-07-26 |
| Rep | Dealing in futures contracts | 2019-08-05 | 2024-07-26 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-08-05 | 2024-07-26 |
| Rep | Dealing in securities | 2019-08-05 | 2024-07-26 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-09-06 | 2019-07-18 |
| Rep | Leveraged foreign exchange trading | 2011-05-12 | 2014-11-28 |
| Rep | Dealing in futures contracts | 2005-10-13 | 2019-07-18 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-09 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-09 | 2019-07-18 |