Yim, Kenneth To Kin 嚴道建

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-18	-
	Rep	Dealing in futures contracts	2011-07-18	-
	Rep	Dealing in securities	2011-04-08	-
	Rep	Advising on securities	2011-04-08	2012-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-18	-
	Rep	Dealing in futures contracts	2011-07-18	-
	Rep	Dealing in securities	2011-04-08	-
	Rep	Advising on securities	2011-04-08	2012-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.