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Yim, Kenneth To Kin 嚴道建 Hong Kong SFC License Details (ID 71218)
Yim, Kenneth To Kin 嚴道建
SFC ID:
AXC902
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Advising on securities
2020-12-18
-
Rep
Dealing in futures contracts
2011-07-18
-
Rep
Dealing in securities
2011-04-08
-
Rep
Advising on securities
2011-04-08
2012-07-05