| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-09 | - |
| CMB International Securities Limited | Rep | Advising on securities | 2020-01-09 | - |
| Rep | Dealing in securities | 2020-01-09 | - | |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2018-07-27 | 2019-11-22 |
| Rep | Leveraged foreign exchange trading | 2012-04-12 | 2014-11-24 | |
| Rep | Dealing in futures contracts | 2006-10-04 | 2019-11-22 | |
| Rep | Dealing in securities | 2006-10-04 | 2019-11-22 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-04-19 | 2006-08-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-04-19 | 2006-08-10 |