| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-10-29 | 2025-08-06 |
| RO | Dealing in securities | 2024-10-29 | 2025-08-06 |
| Rep | Advising on securities | 2024-10-02 | 2024-10-29 |
| Rep | Dealing in securities | 2024-10-02 | 2024-10-29 |
| BOCI SECURITIES LIMITED | RO | Advising on futures contracts | 2014-02-10 | 2023-09-01 |
| RO | Advising on securities | 2014-02-10 | 2023-09-01 |
| RO | Dealing in futures contracts | 2014-02-10 | 2023-09-01 |
| RO | Dealing in securities | 2014-02-10 | 2023-09-01 |
| BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-12 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | Advising on futures contracts | 2009-10-21 | 2014-02-10 |
| Rep | Advising on securities | 2009-10-21 | 2014-02-10 |
| Rep | Dealing in futures contracts | 2009-09-23 | 2014-02-10 |
| Rep | Dealing in securities | 2009-09-23 | 2014-02-10 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2009-08-10 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2009-08-10 |
| Rep | Dealing in securities | 2007-05-02 | 2009-08-10 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-05-02 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2007-05-02 | 2008-11-24 |