Personnel Hong Kong SFC License Details (ID 71227)

Personnel Hong Kong SFC License Details (ID 71227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-10-05	-
	Rep	Dealing in futures contracts	2018-10-05	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-05	-
	Rep	Dealing in securities	2018-10-05	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2017-03-06	2018-09-14
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-03-06	2018-09-14
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-02-04	2014-11-26
	Rep	Dealing in futures contracts	2009-02-26	2017-02-21
	Rep	Dealing in securities	2008-12-19	2017-02-21