| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2021-08-19 | 2024-05-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2021-08-19 | 2024-05-31 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-04-08 | 2021-07-20 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-25 | 2021-07-20 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-25 | 2021-07-20 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-03-25 | 2021-07-20 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2013-08-05 | 2014-03-14 |
| Rep | Dealing in futures contracts | 2013-04-30 | 2014-03-14 |
| Rep | Dealing in securities | 2013-04-30 | 2014-03-14 |
| Rep | Dealing in futures contracts | 2006-12-29 | 2013-02-07 |
| Rep | Dealing in securities | 2006-12-29 | 2013-02-07 |