| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2006-03-07 | - |
| RO | Advising on securities | 2006-03-07 | - | |
| RO | Asset management | 2006-03-07 | - | |
| RO | Dealing in securities | 2006-03-07 | - | |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-05-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-21 | |
| Rep | Advising on futures contracts | 2003-04-01 | 2006-03-07 | |
| Rep | Advising on securities | 2003-04-01 | 2006-03-07 | |
| Rep | Asset management | 2003-04-01 | 2006-03-07 |
No HKMA registrations in the collected records.