| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2007-07-04 | 2026-06-16 |
| RO | Advising on futures contracts | 2007-02-09 | 2026-06-16 |
| RO | Advising on securities | 2007-02-09 | 2026-06-16 |
| RO | Asset management | 2007-02-09 | 2026-06-16 |
| RO | Dealing in securities | 2007-02-09 | 2026-06-16 |
| Rep | Advising on futures contracts | 2007-01-18 | 2007-02-09 |
| Rep | Advising on securities | 2007-01-18 | 2007-02-09 |
| Rep | Asset management | 2007-01-18 | 2007-02-09 |
| Manulife Investment Management (Hong Kong) Limited | RO | Advising on futures contracts | 2005-04-25 | 2006-10-09 |
| RO | Advising on securities | 2005-04-25 | 2006-10-09 |
| RO | Asset management | 2005-04-25 | 2006-10-09 |
| Rep | Advising on corporate finance | - | 2004-06-14 |
| Rep | Dealing in securities | - | 2004-06-14 |
| Rep | Advising on futures contracts | - | 2005-04-25 |
| Rep | Advising on securities | - | 2005-04-25 |
| Rep | Asset management | - | 2005-04-25 |