Personnel Hong Kong SFC License Details (ID 71241)

Personnel Hong Kong SFC License Details (ID 71241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2007-07-04	2018-08-01
	RO	Advising on securities	2006-11-15	2018-08-01
	RO	Asset management	2006-11-15	2018-08-01
	RO	Dealing in securities	2006-11-15	2018-08-01
	Rep	Advising on securities	2006-07-18	2006-11-15
	Rep	Asset management	2006-07-18	2006-11-15
BlackRock Asset Management North Asia Limited	RO	Advising on corporate finance	2004-11-01	2006-05-12
	RO	Asset management	2003-12-16	2006-05-12
	RO	Advising on securities	2003-12-15	2006-05-12
	Rep	Advising on corporate finance	-	2003-10-17
	Rep	Advising on securities	-	2003-12-15