Personnel Hong Kong SFC License Details (ID 71246)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2007-11-30	2018-08-28
	Rep	Advising on securities	2007-11-30	2018-08-28
	Rep	Asset management	2007-11-30	2018-08-28
	Rep	Advising on corporate finance	-	2004-05-21
	Rep	Advising on futures contracts	-	2007-06-18
	Rep	Advising on securities	-	2007-06-18
	Rep	Asset management	-	2007-06-18
	Rep	Dealing in securities	-	2007-06-18