| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-10 | - |
| RO | Dealing in securities | 2019-01-10 | - | |
| Rep | Dealing in securities | 2008-03-28 | 2019-01-10 | |
| Rep | Advising on securities | 2007-10-12 | 2019-01-10 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Leveraged foreign exchange trading | 2007-09-25 | 2007-09-28 |
| Rep | Advising on securities | 2007-08-28 | 2007-09-28 | |
| Rep | Dealing in securities | 2007-07-30 | 2007-09-28 | |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-05-23 | 2007-06-14 |
| SG ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-04 | 2007-03-31 |
| Rep | Asset management | 2007-01-04 | 2007-03-31 | |
| FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-01-26 | 2006-12-30 |
| Rep | Asset management | 2005-01-26 | 2006-12-30 | |
| Rep | Dealing in securities | 2005-01-26 | 2006-12-30 |
No HKMA registrations in the collected records.