Personnel Hong Kong SFC License Details (ID 71260)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2017-10-23	2025-10-31
	Rep	Dealing in securities	2017-10-23	2025-10-31
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-01-15	2015-11-28