Personnel Hong Kong SFC License Details (ID 71262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2019-06-13	2021-09-01
	RO	Dealing in securities	2019-06-13	2021-09-01
	Rep	Advising on securities	2019-03-21	2019-06-13
	Rep	Dealing in securities	2019-03-21	2019-06-13
ICBC UBS Asset Management (International) Company Limited	RO	Advising on securities	2017-10-27	2019-02-15
	RO	Asset management	2017-10-27	2019-02-15
	RO	Dealing in securities	2017-10-27	2019-02-15
	Rep	Advising on securities	2017-04-27	2017-10-27
	Rep	Asset management	2017-04-27	2017-10-27
	Rep	Dealing in securities	2017-04-27	2017-10-27
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-07-22	2017-04-10
	Rep	Asset management	2015-07-22	2017-04-10
	Rep	Dealing in securities	2015-07-22	2017-04-10
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2013-10-11	2015-07-10
	Rep	Asset management	2013-10-11	2015-07-10
Sensible Asset Management Limited	Rep	Advising on securities	2013-10-11	2015-07-10
	Rep	Asset management	2013-10-11	2015-07-10
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2013-10-11	2015-07-10
	Rep	Asset management	2013-10-11	2015-07-10
	Rep	Dealing in securities	2013-10-11	2015-07-10
VALUE PARTNERS LIMITED	Rep	Advising on securities	2013-10-11	2015-07-10
	Rep	Asset management	2013-10-11	2015-07-10
	Rep	Dealing in securities	2013-10-11	2015-07-10
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-08-15	2013-04-19
	Rep	Dealing in securities	2011-08-15	2013-04-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-21	2011-07-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-12-21	2011-07-29