| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2007-10-05 | - |
| Rep | Advising on futures contracts | 2007-08-08 | - | |
| Rep | Asset management | 2007-08-08 | - | |
| Rep | Advising on securities | 2007-07-23 | - | |
| Rep | Dealing in securities | 2007-07-23 | - | |
| UOB ASIA (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-03-29 | 2007-05-18 |
| Rep | Advising on corporate finance | 2005-12-09 | 2007-05-18 | |
| Rep | Advising on securities | 2005-12-09 | 2007-05-18 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Advising on corporate finance | 2003-06-05 | 2005-11-25 |
| Rep | Advising on securities | 2003-06-05 | 2005-11-25 |
No HKMA registrations in the collected records.