Personnel Hong Kong SFC License Details (ID 71277)

Personnel Hong Kong SFC License Details (ID 71277)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-11-04	2021-03-31
	RO	Asset management	2019-11-04	2021-03-31
	Rep	Advising on securities	2018-11-09	2019-11-04
	Rep	Asset management	2018-11-09	2019-11-04
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Advising on securities	2018-04-20	2018-08-31
	RO	Asset management	2018-04-20	2018-08-31
	Rep	Advising on securities	2018-02-02	2018-04-20
	Rep	Asset management	2018-02-02	2018-04-20
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2015-11-03	2018-01-20
	Rep	Advising on corporate finance	2010-05-03	2018-01-20
	Rep	Advising on securities	2010-05-03	2018-01-20
	Rep	Asset management	2010-05-03	2018-01-20