Personnel Hong Kong SFC License Details (ID 71286)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-12-04	2016-07-12
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2010-03-01	2012-03-31
	Rep	Advising on securities	2010-03-01	2013-10-10
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-09-09	2009-07-01