Personnel Hong Kong SFC License Details (ID 71287)

Personnel Hong Kong SFC License Details (ID 71287)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Stellaris Asset Management Limited	RO	Advising on securities	2018-03-22	2021-08-15
	RO	Asset management	2018-03-22	2021-08-15
Enhanced Investment Management Limited	RO	Advising on securities	2016-12-09	2017-06-30
Enhanced Securities Limited	Rep	Dealing in securities	2016-06-29	2017-06-30
Enhanced Investment Management Limited	RO	Asset management	2015-05-21	2017-06-30
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2008-10-22	2013-08-24
	Rep	Advising on securities	2008-09-16	2013-08-24
	Rep	Asset management	2008-09-16	2013-08-24
	Rep	Dealing in securities	2008-09-16	2013-08-24
BEA Union Investment Management Limited	Rep	Advising on securities	-	2008-08-20
	Rep	Asset management	-	2008-08-20
	Rep	Dealing in securities	-	2008-08-20
BEAF LIMITED (d2009-01-30)	Rep	Advising on corporate finance	-	2003-06-18
	Rep	Advising on securities	-	2003-06-18
	Rep	Asset management	-	2003-06-18