Personnel Hong Kong SFC License Details (ID 71291)

Personnel Hong Kong SFC License Details (ID 71291)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BCT Financial Limited	Rep	Advising on securities	2026-01-26	-
	Rep	Dealing in securities	2026-01-26	-
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2015-08-13	2025-12-31
	Rep	Dealing in securities	2015-08-13	2025-12-31
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-01-15	2015-07-11
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2008-07-30	2009-09-23
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2008-03-14	2008-06-12