Personnel Hong Kong SFC License Details (ID 71299)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA HORIZON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-12-20	2023-12-28
	Rep	Asset management	2022-12-20	2023-12-28
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2006-04-10	2022-07-01
	Rep	Asset management	2006-04-10	2022-07-01
	Rep	Dealing in securities	2006-04-10	2022-07-01
	Rep	Asset management	-	2004-05-21
	Rep	Advising on securities	-	2022-07-01