Personnel Hong Kong SFC License Details (ID 71307)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-11-16	2021-11-06
	Rep	Dealing in securities	2017-11-16	2021-11-06
BCT Financial Limited	Rep	Advising on securities	2015-05-11	2015-09-01
	Rep	Dealing in securities	2015-05-11	2015-09-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2013-06-11	2013-12-31
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-01-31	2013-03-15