Personnel Hong Kong SFC License Details (ID 71312)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2005-06-17	2019-09-14
	Rep	Advising on securities	2005-06-17	2019-09-14
	Rep	Asset management	2005-06-17	2019-09-14
	Rep	Dealing in securities	2005-06-17	2019-09-14
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on futures contracts	2004-02-25	2004-06-02
	Rep	Advising on securities	2004-02-25	2004-06-02
	Rep	Asset management	2004-02-25	2004-06-02