Personnel Hong Kong SFC License Details (ID 71315)

Personnel Hong Kong SFC License Details (ID 71315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-09-27	2026-09-24
	Rep	Asset management	2013-09-27	2026-09-24
	Rep	Dealing in securities	2013-09-27	2026-09-24
	Rep	Advising on securities	2010-11-03	2012-07-06
	Rep	Asset management	2010-11-03	2012-07-06
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2007-02-07	2010-07-31
	Rep	Asset management	2007-02-07	2010-07-31
Allianz Global Investors Hong Kong Limited	Rep	Advising on securities	2005-09-22	2010-02-08
	Rep	Asset management	2005-09-22	2010-02-08