Personnel Hong Kong SFC License Details (ID 71318)

Personnel Hong Kong SFC License Details (ID 71318)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2014-08-26	2015-07-02
	Rep	Dealing in securities	2014-08-26	2015-07-02
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2010-07-20	2012-03-31
	Rep	Advising on securities	2010-07-20	2014-05-08
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-31
	Rep	Advising on securities	-	2004-05-31
	Rep	Asset management	-	2004-05-31
	Rep	Dealing in securities	-	2010-03-06