Personnel Hong Kong SFC License Details (ID 71319)

Personnel Hong Kong SFC License Details (ID 71319)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2012-04-20	2015-09-14
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-04-20	2015-09-14
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-03-01	2012-03-30
	Rep	Dealing in securities	2010-03-01	2012-03-30
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on corporate finance	-	2004-05-14
	Rep	Asset management	-	2004-05-14
	Rep	Dealing in securities	-	2004-05-14
	Rep	Advising on securities	-	2009-05-22