Personnel Hong Kong SFC License Details (ID 71327)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2023-08-22	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2010-03-01	2012-03-31
	Rep	Advising on securities	2010-03-01	2014-01-08
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-05
	Rep	Asset management	2003-04-01	2004-07-22
	Rep	Dealing in securities	2003-04-01	2004-07-22
	Rep	Advising on securities	2003-04-01	2009-03-20